asensio.com reporting leads to Congressional investigation and charges against regulatory leader.

A Congressional investigation into stock fraud and regulatory deficiencies at the American Stock Exchange was directly caused by asensio.com’s letters to Congress, research reports, and related press.  The investigation resulted in a GAO report and a decade-long SEC investigation that led to unprecedented charges of abuse of authority against a leader of the AMEX and FINRA for using regulatory problems for his own financial gain.

 

amex

Manuel Asensio doesn’t bet often. But when he does, it’s wise to pay attention.

Paul Kaihla
eCompany Now
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About Our Founder
Learn more about asensio.com's founder, Manuel P. Asensio, and the website's origins. Click here to be directed to Mr. Asensio’s professional biography.
Investment Record
Click here to view a list of the companies that have been subjects of asensio.com reporting and click here to see the complete investment record.
Media Record
Click here to see selected articles that discuss asensio.com's work and its unique legacy. asensio.com also strives to maintain a complete record of articles dealing with the companies that are the subject of asensio.com research.
Asensio and FINRA
Asensio & Company, Inc. and Manuel P. Asensio are the only dedicated short sellers ever to have been members of FINRA. This unique-minority membership created complications in the regulatory relationship. Being the first activist short investors and among the first FINRA member firms with a website added to the complexity. A statement by Mr. Asensio is available here. Information necessary to obtain a meaningful understanding of the dispute is available in complete form HERE.